Advisor partnership
A structuring desk that sources, explains, delivers, and monitors notes for your clients, with you as the advisor throughout.
For the advisor
Your clients. Your relationship. A desk working for you.
Institutional sourcing and structured-investment support delivered through your practice.
Two ways to strengthen the practice.
Client solutions
Structures built around what your clients need: protection, growth, and income.
Institutional execution, for you and your clients.
Questions for financial advisors
View all FAQsDoes the financial advisor keep the client relationship?
The proposed partnership is designed for the financial advisor to remain the primary client relationship while First Principle supplies defined structuring and capital-markets capabilities. Final agreements must specify which party advises, solicits, communicates, trades, supervises, bills, monitors, and obtains client consent, along with custody and regulatory responsibilities.
What support can an advisor request?
Potential support includes translating a client objective into terms, sourcing proposed notes, explaining payoff mechanics and risks, coordinating custody, and supporting monitoring through maturity or sale. Availability and scope depend on the approved partnership model, client eligibility, advisor platform, supervision, offering documents, and each firm’s legal and compliance requirements.
Keep command of what you have built.
Start with the question in front of you. We will help make the choices and tradeoffs visible.
ClearEvery term
DefinedEvery responsibility
YoursEvery decision
Control in the design. Clarity in the solution.
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